Dwain Arthur Blake

Abw, LLC

27 Years of Experience

View SEC Summary

Firm Information

Abw, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

2 advisors

Number of Clients

40 clients

Average Client Portfolio

$129K average

Assets Under Management

$5.2M

Fee Structure

Financial Planning:Investment management only

Harry Eliot Goode receives commissions on the insurance he sells. There are no performance-based fees.

View Full Brochure on SEC

Areas of Practice

Insurance Planning

Advisor Information

Office location

Townsend, GA

Get directions

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

September 2004

Denied

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dwain is a sole proprietor and insurance agent selling fixed insurance products in Townsend, GA. He spends about 10-20% of his time on these activities, with approximately 20 hours per month during securities trading hours.