SC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
2 advisors
Number of Clients
237 clients
Average Client Portfolio
$481K average
Assets Under Management
$114.1M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.30% |
| $250K - $500K | 1.20% |
| $500K - $750K | 1.10% |
| $750K - $1.0M | 1.00% |
| $1M+ | 0.80% |
Fees are for the AMF - Allocation and Managed Funds program. Fees are negotiable in some circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
You'll pay an annual fee based on the assets managed. For the AMF program, fees range from 1.3% on the first $250,000 to 0.8% on amounts over $1,000,000. For the OASIS program, fees range from 1.95% on the first $250,000 to 1.7% on amounts over $500,000. Fees are negotiable in some circumstances. Clients are responsible for brokerage fees and limited custody and administrative fees.
Areas of Practice
Investment Management
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Advisor Information
Office location
Mandeville, LA
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Open Source Investments, LLC
February 2017 - Present · 8 yrs 11 mos
Previous Registrations
Financial Engines Advisors L.L.C.
November 2016 - March 2017 · 4 mos
Financial Engines Advisor Center, LLC
July 2015 - November 2016 · 1 yr 4 mos
The Mutual Fund Store
November 2011 - September 2015 · 3 yrs 10 mos
The Mutual Fund Store
June 2006 - November 2011 · 5 yrs 5 mos
State Registrations2 states
LAMS
Advisor
Exams
No exam information available for this advisor.