Joseph Lee Moses

Halo Investment Services, LLC

26 Years of Experience

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Firm Information

Halo Investment Services, LLC

Compensation

Fee-Only (AUM)

Number of Advisors

14 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Assets Under Management

$32.6M

Fee Structure

Minimum Investment:$100K

Financial Planning:Investment management only

Halo charges advisors a maximum advisory fee of 1.5% of assets under management, which is negotiable. This fee covers Halo's services and payments to sub-advisers. Clients may also incur additional fees from custodians, brokers, and other third parties. Halo negotiates fees with its sub-advisers, which may create a conflict of interest.

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Areas of Practice

Investment Management

Advisor Information

Office location

1129 Northern Blvd., Suite 404, Manhasset, NY, 11030

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Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2021

Denied

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Other Business ActivitiesSells Insurance

Joseph is an annuity director at Halo Securities since 2022 and an investment adviser representative at Halo Investment Services since 2023. He is also insurance licensed through Halo Investment Insurance Services.