KB

Kristy Lynn Berger

17 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
20 advisors
Number of Clients
1,843 clients
Average Client Portfolio
$214K average
Assets Under Management
$395.3M

Fee Structure

Financial Plan Fee:$500 - $15,000
Hourly Rate:$50 - $800/hr

Aurora charges fixed, hourly, or asset-based fees for financial planning and investment management. Financial planning fees range from $500 to $15,000 (fixed) or $50 to $800 (hourly). Investment management fees typically range from 0.25% to 2.95% annually, depending on the IAR and client agreement. Clients also incur additional charges from third parties like broker-dealers and custodians. Discounts may be offered to family and friends of associated persons of the firm.

Areas of Practice
Retirement PlanningCharitable GivingTax PlanningInsurance PlanningInvestment Management
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Advisor Information

Office location

8100 E. 22nd, N Bldg. 100-8, Wichita, KS, 67226

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kristy is a sole proprietor of a Registered Investment Advisor (RIA) and handles all management duties, financial planning, and investment management full-time. She is also an independent insurance agent selling life and health insurance, and a partner with her husband in a farm/livestock operation, dedicating a few hours per week to this.

Employment History
Current Registrations
Aurora Private Wealth, INC.
April 2019 - Present · 6 yrs 9 mos
Apw Capital, INC.Broker
August 2010 - Present · 15 yrs 5 mos
Previous Registrations
Planned Professional Advisory
October 2014 - October 2019 · 5 yrs
National Planning CorporationBroker
November 2009 - July 2010 · 8 mos
Main Street Securities, LLCBroker
September 2009 - November 2009 · 2 mos
Pim Financial Services, INC.Broker
July 1999 - May 2001 · 1 yr 10 mos
State Registrations12 states
AZCOKSLAMAMIMNMONCOKTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kristy Lynn Berger - Financial Advisor | AdvisorDiscover