AA
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
262 advisors
Number of Clients
6,885 clients
Average Client Portfolio
$4K average
Assets Under Management
$24.4M
Fee Structure
Financial Plan Fee:$500 - $25,000
Hourly Rate:$100 - $500/hr
Financial planning fees are negotiable, ranging from $500 to $25,000 as a fixed fee, or $100 to $500 per hour. Ongoing financial planning support ranges from $25 to $300 per month or $75 to $900 per quarter for individuals, and $25 to $2,000 per month or $75 to $6,000 per quarter for businesses.
Areas of Practice
Retirement PlanningFinancial Planning & CoachingBusiness Owners
Loading...
Advisor Information
Office location
Mutual of Omaha Plaza, Omaha, NE, 68175
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mutual of Omaha Investor Services, INC.
March 2019 - Present · 6 yrs 10 mos
Mutual of Omaha Investor Services, INC.
March 2019 - Present · 6 yrs 10 mos
Mutual of Omaha Investor Services, INC. Broker
March 2019 - Present · 6 yrs 10 mos
Previous Registrations
Waddell & ReedBroker
June 2015 - March 2019 · 3 yrs 9 mos
Waddell & Reed
June 2015 - March 2019 · 3 yrs 9 mos
Ivy Distributors, INC.Broker
June 2015 - March 2019 · 3 yrs 9 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
September 2011 - June 2015 · 3 yrs 9 mos
Bancwest Investment Services, INC.Broker
September 2011 - June 2015 · 3 yrs 9 mos
Securities America Advisors, INC.
September 2008 - September 2011 · 3 yrs
Securities America, INC.Broker
September 2008 - September 2011 · 3 yrs
Legent ClearingBroker
September 2008 - September 2008 · 0 mos
Securities America Advisors, INC.
July 2006 - September 2008 · 2 yrs 2 mos
Securities America, INC.Broker
October 2005 - September 2008 · 2 yrs 11 mos
Datek Online Financial Services LLCBroker
September 2002 - October 2002 · 1 mo
Ameritrade, INC.Broker
December 2000 - October 2005 · 4 yrs 10 mos
AmeritradeBroker
November 1998 - December 2001 · 3 yrs 1 mo
State Registrations1 state
NE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.