Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
135 advisors
Number of Clients
1,916 clients
Average Client Portfolio
$698K average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$30K

MIN's fee schedules are negotiable based on factors like account value and services provided. The fees do not cover expenses of underlying ETFs, mutual funds, or ancillary services. Fees are calculated using the market value of the account on the last day of the preceding quarter and are billed in advance on a pro-rated quarterly basis. A portion of the fees received by MIN will be paid to the IAR. For the Partner – TPC Program, clients can choose advance or arrears billing.

Areas of Practice
Investment Management
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Advisor Information

Office location

717 N. Harwood Street, Suite 3400, Dallas, TX, 75201

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
August 2001
Settled
Other Business Activities

Cody owns a cattle ranch and rental property, both since 2005. He is also the Vice President of Texoma Stewardship Coalition and a board member for Henrietta Boy Scouts, dedicating minimal time to these non-profit activities.

Employment History
Current Registrations
Momentum Independent Network INC. Broker
May 2012 - Present · 13 yrs 8 mos
Momentum Independent Network INC.
May 2012 - Present · 13 yrs 8 mos
Previous Registrations
LPL Financial LLC
December 2010 - May 2012 · 1 yr 5 mos
LPL Financial LLC Broker
December 2010 - May 2012 · 1 yr 5 mos
Wells Fargo Advisors, LLC Broker
January 2008 - December 2010 · 2 yrs 11 mos
Wells Fargo Advisors, LLC
January 2008 - December 2010 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.
January 1998 - January 2008 · 10 yrs
A. G. Edwards & Sons, INC.Broker
January 1998 - January 2008 · 10 yrs
State Registrations10 states
ARILINMTNCNMOKPATXWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.