JB

James David Beaudoin

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
25 advisors
Number of Clients
78 clients
Average Client Portfolio
$578K average
Assets Under Management
$45.1M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, or fixed fees, depending on the service. The firm can reduce its investment management fee based on factors like anticipated future earnings or the amount of assets managed. Clients may also pay fees charged by mutual funds, REITs, ETFs, and other collective investment vehicles. GPA advisors can receive compensation for services provided in correlation with the advisory services herein, as well as commissions for insurance transactions and group annuities.

Areas of Practice
Retirement PlanningFinancial Planning & CoachingEducation PlanningTax PlanningEstate PlanningInsurance PlanningInvestment Management
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Advisor Information

Office location

Elm Grove, WI

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2021
Settled
Judgment / Lien
November 2019
Customer Dispute
September 2013
Closed-No Action
Employment Separation After Allegations
June 2008
Other Business Activities

Jim is the secretary for Parks Edge, a jointly owned property, and the head tennis coach at Brookfield Academy High School. He spends minimal time on the property and about 10-20% of his time coaching during the season.

Employment History
Current Registrations
Quincy Wells Advisors, LLC
May 2022 - Present · 3 yrs 8 mos
Great Point Capital LLC
May 2022 - Present · 3 yrs 8 mos
Great Point Capital LLCBroker
May 2022 - Present · 3 yrs 8 mos
Previous Registrations
Great Point Advisors, LLC
May 2022 - May 2022 · 0 mos
Berthel, Fisher & Company Financial Services, INC. Broker
November 2010 - May 2022 · 11 yrs 6 mos
Berthel Fisher & Company Financial Services, INC.
November 2010 - May 2022 · 11 yrs 6 mos
Brewer Investment Advisors LLC
June 2008 - November 2010 · 2 yrs 5 mos
Brewer Financial Services, LLCBroker
June 2008 - November 2010 · 2 yrs 5 mos
LPL Financial Corporation
October 2006 - June 2008 · 1 yr 8 mos
LPL Financial Corporation Broker
October 2006 - June 2008 · 1 yr 8 mos
Robert W. Baird & CO. Incorporated
October 2004 - October 2006 · 2 yrs
Robert W. Baird & CO. Incorporated Broker
August 2004 - October 2006 · 2 yrs 2 mos
UBS Global Asset Management (us) INC.Broker
October 2001 - June 2002 · 8 mos
Strong Investments, INC.Broker
March 1998 - November 2000 · 2 yrs 8 mos
State Registrations3 states
GATXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.