Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees may be negotiable in certain limited circumstances.
Fee Estimator
Investment management fees are calculated as a percentage of assets under management and billed quarterly. There are different fee schedules for long equities, fixed income, and hedging strategies. Financial planning is included in these fees. For clients who only want financial planning, the hourly rate is $250. Fees may be negotiable in certain limited circumstances. There is no stated minimum account size.
Areas of Practice
Advisor Information
Office location
345 Lorton Avenue, Suite 302, Burlingame, CA, 94010
Get directionsRegulatory History (2)
Customer Dispute
September 2003Employment Separation After Allegations
August 2003Other Business ActivitiesSells Insurance
Gary operates DM Enterprises, LP, d/b/a Investment Capital Advisors, offering financial services and fixed insurance, and is an Investment Advisor Rep with RB Capital Management. He also owns Bay Valley Properties, a real estate referral and management business, dedicating about half his time to it.