AG
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
24 advisors
Number of Clients
94 clients
Average Client Portfolio
$92.1M average
Assets Under Management
$8.7B
Fee Structure
Financial Planning:Investment management only
This firm manages private investment funds. Fee information is not provided in this brochure.
Areas of Practice
Alternative Investments
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Advisor Information
Office location
One Riverway, Suite 2000, Houston, TX, 77056
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Caz Investments L.P.
January 2025 - Present · 1 yr
Previous Registrations
New York Life Investment Management LLC
May 2011 - December 2024 · 13 yrs 7 mos
Eagle Strategies LLC
January 2011 - May 2011 · 4 mos
Nylife Distributors LLCBroker
December 2010 - December 2024 · 14 yrs
Lord, Abbett & CO. LLC
November 2002 - December 2010 · 8 yrs 1 mo
Lord Abbett Distributor LLCBroker
September 2002 - December 2010 · 8 yrs 3 mos
Alliance Fund Distributors, INC.Broker
December 2000 - December 2002 · 2 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.