AJ

Alan Jardeleza

24 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
257 clients
Average Client Portfolio
$494K average
Assets Under Management
$127.0M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

LWM charges an annual investment management fee based on a percentage of assets under management, varying by account size and custodian. Fees are debited quarterly. The fee is calculated on total assets minus any option balance and includes balances for securities holdings purchased on margin. Fees may be waived or negotiated lower for certain clients. Minimum investment amounts apply to certain portfolios.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location

280 W. Canton Ave Ste 430, Winter Park, FL, 32789

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Regulatory History (1)
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Criminal
October 2015
Final Disposition
Other Business Activities

Alan works as a Wealth Advisor at Lyons Wealth Management, focusing on securities-related activities and fee-based revenue based on assets under management. This activity takes nearly full-time hours.

Employment History
Current Registrations
Lyons Wealth Management
June 2019 - Present · 6 yrs 7 mos
Previous Registrations
Fnex Capital, LLCBroker
February 2020 - February 2021 · 1 yr
Lyons Wealth Management
June 2019 - December 2020 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2012 - December 2018 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
February 2012 - December 2018 · 6 yrs 10 mos
Franklin/templeton Distributors, INC.Broker
September 2005 - January 2012 · 6 yrs 4 mos
Prudential Securities IncorporatedBroker
January 2001 - January 2003 · 2 yrs
Prudential Securities Incorporated
January 2001 - January 2003 · 2 yrs
Dean Witter Reynolds INC.Broker
April 1998 - January 2001 · 2 yrs 9 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.