MM
ChFC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
196 clients
Average Client Portfolio
$973K average
Assets Under Management
$190.7M
Fee Structure
Minimum Investment:$500K
The maximum annual fee for investment advisory services is 2.75%. Accounts with assets over $5,000,000 will have a custom fee schedule. Fees are negotiable and exclusive of transaction-related fees. Financial planning and consulting fees are also negotiable and documented in the advisory agreement. A minimum investment of $500,000 is required to open and maintain an account.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1200 N. Federal Highway, Suite 200, Boca Raton, FL, 33432
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 1997Final
Other Business ActivitiesSells Insurance
Michael has been an independent insurance agent since 1993, selling insurance products for commissions. This takes nearly full-time, with most of the time occurring during securities trading hours.
Employment History
Current Registrations
Rwa Advisors
April 2018 - Present · 7 yrs 9 mos
Previous Registrations
P.J. Robb Variable CorporationBroker
October 2010 - September 2014 · 3 yrs 11 mos
Next Financial Group, INC.
March 2004 - September 2009 · 5 yrs 6 mos
Next Financial Group, INC. Broker
March 2004 - September 2009 · 5 yrs 6 mos
Mutual Service Corporation
June 2003 - January 2004 · 7 mos
Mutual Service CorporationBroker
June 2003 - January 2004 · 7 mos
Walnut Street Securities, INC.Broker
April 1998 - May 2003 · 5 yrs 1 mo
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.