Abel Lopez Olivares

Centaurus Financial, INC.

27 Years of Experience

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Firm Information

Centaurus Financial, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

429 advisors

Number of Clients

34,052 clients

Average Client Portfolio

$184K average

Assets Under Management

$6.3B

Fee Structure

Minimum Investment:None

CFI and IARs are compensated for investment management via an annual asset-based advisory fee. Fees are negotiable and may differ among clients. They can be calculated on a tiered or flat rate schedule. Additional charges may include custodial fees, transfer fees, internal fund fees, TPMM investment management fees, and other administrative fees. CFI also receives compensation through strategic marketing arrangements with third-party money managers.

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Areas of Practice

Investment ManagementRetirement Planning

Advisor Information

Office location

Houston, TX

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Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

October 2006

Closed-No Action

Customer Dispute

November 2001

Settled

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Other Business ActivitiesSells Insurance

Abel is the CEO/insurance agent for 401K Hombre Insurance Services, recommending and selling various insurance products, and also involved with a second insurance business selling home, auto, and commercial insurance. He is also the CEO of 401K Hombre (DBA for financial planning), Laryss Music & Lady Boss Laryss, 401K Hombre Legal and Tax Services, and 401K Hombre Real Estate Services, and is a landlord.