JC
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
20 advisors
Number of Clients
4,002 clients
Average Client Portfolio
$425K average
Assets Under Management
$1.7B
Fee Structure
This brochure supplement does not contain any fee information. Contact WestEnd Advisors for fee details.
Areas of Practice
Investment Management
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Advisor Information
Office location
1001 Morehead Square Drive, Suite 600, Charlotte, NC, 28203
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Victory Capital Services, INC.Broker
March 2022 - Present · 3 yrs 10 mos
Westend Advisors, LLC
February 2022 - Present · 3 yrs 11 mos
Previous Registrations
Westend Advisors, LLC
February 2020 - February 2022 · 2 yrs
Wells Fargo Clearing Services, LLC
June 2002 - January 2020 · 17 yrs 7 mos
Wells Fargo Clearing Services, LLC Broker
June 2002 - January 2020 · 17 yrs 7 mos
Wachovia Securities, INC.
January 2000 - June 2002 · 2 yrs 5 mos
Wachovia Securities, INC.Broker
February 1999 - June 2002 · 3 yrs 4 mos
State Registrations1 state
NC
Advisor
Exams
No exam information available for this advisor.