MR
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
1,119 clients
Average Client Portfolio
$442K average
Assets Under Management
$494.4M
Fee Structure
Minimum Investment:$5K
Minimum Annual Fee:$200
Fees for asset management services are negotiated between you and your Financial Advisor, with a maximum of 2.00% annually (1.50% for Annuity Allocations). There's a minimum annual fee of $200 ($300 for UMA accounts). The American Funds F2 Direct-at-Fund Platform has a fixed fee of 0.75%. Financial consulting is available at an hourly or fixed rate. Fees are deducted from your account or billed directly.
Areas of Practice
Retirement PlanningEstate PlanningCharitable GivingEducation PlanningFinancial Planning & CoachingInsurance PlanningInvestment Management
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Advisor Information
Office location
2 Perimeter Park South, Suite 500 West, Birmingham, AL, 35243
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Trust Advisory Group Ltd
January 2025 - Present · 1 yr
Stonex Advisors INC.
June 2016 - Present · 9 yrs 7 mos
Stonex Securities INC.Broker
June 2006 - Present · 19 yrs 7 mos
Previous Registrations
Sterne, Agee & Leach, INC.Broker
June 2007 - April 2017 · 9 yrs 10 mos
Sterne Agee Asset Management, INC.
July 2006 - June 2016 · 9 yrs 11 mos
Compass Brokerage, INC.Broker
March 2000 - June 2006 · 6 yrs 3 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.