FN
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
52 advisors
Number of Clients
2,855 clients
Average Client Portfolio
$354K average
Assets Under Management
$1.0B
Fee Structure
Minimum Investment:$50K
NPA Asset charges an annual fee based on a percentage of assets under management. The maximum annual account management fee is 3%, but fees are negotiable. Advisors may also charge a one-time Portfolio Development Fee, up to 1% of assets under management. Clients may incur transaction charges and other fees imposed by NWD or third parties. Fees and fee structures vary from advisor to advisor. The specific advisory program selected may cost the client more or less than purchasing program services separately.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
31 Calaf St, Hato Rey, PR, 00918
Get directionsRegulatory History (26)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
March 2019Settled
Customer Dispute
November 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
November 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
August 2018Settled
Customer Dispute
August 2018Settled
Financial
July 2018Final
Customer Dispute
June 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
May 2018Settled
Customer Dispute
April 2018Closed-No Action
Customer Dispute
April 2018Settled
Customer Dispute
February 2018Settled
Customer Dispute
December 2017Settled
Customer Dispute
November 2017Settled
Customer Dispute
August 2017Settled
Customer Dispute
July 2016Settled
Customer Dispute
March 2016Withdrawn
Customer Dispute
October 2015Closed-No Action
Customer Dispute
September 2015Settled
Customer Dispute
December 2014Settled
Customer Dispute
August 2014Settled
Customer Dispute
November 2011Settled
Other Business ActivitiesSells Insurance
Fernando is an independent insurance agent through various agencies. He also created Feragu LLC, a personal investment account for estate planning and tax purposes, funded with personal assets.
Employment History
Current Registrations
Npa Asset Management, LLC
March 2018 - Present · 7 yrs 10 mos
Nationwide Planning Associates INC.Broker
October 2017 - Present · 8 yrs 3 mos
Previous Registrations
Npa Asset Management, LLC
October 2017 - December 2017 · 2 mos
Santander Securities
March 2010 - October 2017 · 7 yrs 7 mos
Santander Securities LLC Broker
May 1998 - October 2017 · 19 yrs 5 mos
State Registrations3 states
DCFLPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.