David Patrick Bannon

Capital Advisors, INC.

27 Years of Experience

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Firm Information

Capital Advisors, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

37 advisors

Number of Clients

3,118 clients

Average Client Portfolio

$2.0M average

Assets Under Management

$6.1B

Fee Structure

Minimum Investment:$500K

Financial Planning:Included in AUM fee

AUM-Based Fees (Flat)

Assets Under Management	Annual Fee
$0+	1.00%

Fees are 1.00% annually on the average daily market value of the assets held in the portfolio, payable quarterly, in arrears. Fees, account minimums, and payment terms may be negotiable depending on the client's situation.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Financial Plan Fee:$2,500

Hourly Rate:$200/hr

Investment advisory fees are 1.00% annually on the average daily market value of assets, payable quarterly. Financial planning services are based on an hourly fee with a set minimum, but these fees are currently waived. The firm may recommend the use of CIAOX (the Fund), receiving 0.75% of the market value annually, payable monthly. Fees, account minimums, and payment terms may be negotiable depending on the client's situation.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth

Advisor Information

Office location

400 Union Hill Road, Suite 250, Birmingham, AL, 35209

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.