Firm Information
Compensation
Fee-Only (AUM)Firm Size
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 0.80% |
| $2.0M - $5.0M | 0.50% |
| $5M+ | 0.25% |
Minimum household assets under Wealth Management Agreement is $2,000,000, negotiable under special circumstances.
Fee Estimator
The annual Wealth Management Advisory fee is based on a percentage of your investable assets: 0.80% on the first $2,000,000, 0.50% on the next $3,000,000, and 0.25% on assets over $5,000,000. The minimum household assets under the Wealth Management Agreement is $2,000,000, but this is negotiable under special circumstances. Fees are calculated quarterly in advance. The firm's compensation is solely from fees paid directly by clients.
Areas of Practice
Advisor Information
Office location
10600 Chevrolet Way, Suite 101, Estero, FL, 33928
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Douglas William FinleyRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Finley Wealth Advisors
Previous Registrations
Triad Advisors, INC.
Haisman Wealth Management, INC.
Linsco/private Ledger CORP.
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
Exams
Additional Information
Douglas Finleyfounder of Finley Wealth Advisors