Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
29 advisors
Number of Clients
977 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

RiverFront is compensated by receiving a mutually agreed upon fee that is a percentage of assets under management in a client account. RiverFront’s advisory fees are negotiable and will vary from program to program, but typically do not exceed 0.50% per year on a client’s account assets under management, calculated on a quarterly basis. Specific information on the investment advisory fees payable to RiverFront under a wrap fee program will be provided by the applicable Sponsor Firm.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness OwnersCorporate ExecutivesHigh Net WorthMiddle IncomeNovice Investors
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Advisor Information

Office location

1214 East Cary Street, Richmond, VA, 23219

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradford is a National Sales Manager at RiverFront Investment Group, LLC, dedicating full-time hours to this role. He also works as a Registered Representative for ALPS Distributors, spending a few hours per week marketing and selling RiverFront Funds.

Employment History
Current Registrations
Riverfront Investment Group, LLC
April 2013 - Present · 12 yrs 9 mos
Alps Distributors, INC.Broker
March 2013 - Present · 12 yrs 10 mos
Alps Distributors, INC.
March 2013 - Present · 12 yrs 10 mos
Previous Registrations
Morgan Stanley
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Stanley Broker
June 2009 - February 2013 · 3 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
December 2008 - June 2009 · 6 mos
Morgan Stanley & CO. Incorporated
December 2008 - June 2009 · 6 mos
Strand, Atkinson, Williams & York INC.
July 2007 - December 2008 · 1 yr 5 mos
Strand, Atkinson, Williams & York, INC.Broker
December 2001 - December 2008 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
November 1998 - November 2001 · 3 yrs
State Registrations2 states
ORVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.