Richard Rochester Lee
RL
CFA · CFP

Richard Rochester Lee

37 Years of Experience

Firm Information

Richard Rochester Lee
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
29 advisors
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
431 clients
Average Client Portfolio
$3.5M average
Assets Under Management
$1.5B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M1.00%
$10.0M - $20.0M0.75%
$20.0M - $30.0M0.50%
$30M+0.35%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee

LFC typically charges the greater of an annual minimum fee or a percentage based on the value of your assets under management. Fees are calculated quarterly. Clients may also pay a flat fee or hourly rate as agreed upon. Clients invested in an LFC Partnership/Private fund will receive a credit for their share of the fund's management fees to avoid double billing. Fee differentials may occur based on various factors, including asset value, complexity, and client negotiations.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningCharitable GivingBusiness OwnersHigh Net Worth
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Advisor Information

Office location

8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206

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Richard Rochester Lee
RL
Contact
Richard Rochester Lee
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Settled
Customer Dispute
June 2010
Settled
Customer Dispute
May 2010
Settled
Other Business Activities

Richard is on the board of directors of Wynne/Jackson Inc., a real estate development firm, and is compensated for his services. However, he has not devoted any time to this board in several years.

Employment History
Current Registrations
Lee Financial Company, LLC
January 1988 - Present · 38 yrs
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Richard Rochester Lee
RL
Contact
Richard Rochester Lee