Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees are based on a percentage of assets under management, with a general maximum of 1.75%, but in limited circumstances a firm maximum of 2.00% could be used. Fees are collected monthly or quarterly in arrears, or monthly in advance. Performance-based fees (carried interest) may be charged on certain products to qualified clients, not to exceed 2.00% management fee plus a performance or carry fee not to exceed 25% of the gain in valuation. Clients may also pay custodial, transaction, and other fees.
Areas of Practice
Advisor Information
Office location
18700 North Hayden Road, Suite 470, Scottsdale, AZ, 85255
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is a co-owner of Speed N Shine, an auto detailing business, primarily as an investor for his son, dedicating a few hours per week. He also works as an insurance agent, spending about 10-20% of his time offering advice and selling insurance products like annuities, which presents a conflict of interest.