DS

Dwayne Tsukasa Shirakura

27 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
34 advisors
Number of Clients
667 clients
Average Client Portfolio
$225K average
Assets Under Management
$150.1M

Fee Structure

Financial Plan Fee:$250 - $5,000
Hourly Rate:$100 - $350/hr

Portfolio management fees range from 0.25% to 2.50% annually, depending on the amount of assets managed. There is also a monthly service and reporting fee. Financial planning fees are either hourly ($100-$350) or a flat fee ($250-$5,000). Pension consulting services are also offered at an hourly rate or a percentage of plan assets. Clients are responsible for third-party fees. Fees are negotiable, but there is a minimum fee of 25 basis points per year based on assets under management which may be waived at IFSA’s sole discretion.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

212 9th Street, Suite 202, Oakland, CA, 94607

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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2011
Customer Dispute
November 2010
Denied
Customer Dispute
May 2009
Settled
Customer Dispute
April 2007
Denied
Other Business ActivitiesSells Insurance

Dwayne works as an insurance broker, focusing on fixed insurance sales since 2010. This requires minimal time.

Employment History
Current Registrations
Infinity Financial Services Advisory
April 2020 - Present · 5 yrs 9 mos
Infinity Financial ServicesBroker
October 2011 - Present · 14 yrs 3 mos
Previous Registrations
Infinity Financial Services
October 2011 - December 2020 · 9 yrs 2 mos
Wells Fargo Advisors, LLC Broker
April 2007 - October 2011 · 4 yrs 6 mos
Wells Fargo Advisors, LLC
April 2007 - October 2011 · 4 yrs 6 mos
Wm Financial Services, INC.
February 2006 - April 2007 · 1 yr 2 mos
Wm Financial Services, INC.Broker
February 2003 - April 2007 · 4 yrs 2 mos
Ifmg Securities, INC.Broker
July 2002 - February 2003 · 7 mos
Citicorp Investment Services
June 2002 - June 2002 · 0 mos
Citicorp Investment ServicesBroker
May 2001 - June 2002 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
June 1998 - May 2001 · 2 yrs 11 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.