TW
CFA

Theodore Raymond Wozniak

25 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
15 advisors
Number of Clients
11 clients
Average Client Portfolio
$5.3B average
Assets Under Management
$58.8B

Fee Structure

Minimum Investment:$100M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250.0M0.10%
$250.0M - $500.0M0.06%
$500M+0.04%

Irrespective of the amount of assets managed, a minimum annual fee of $30,000 is charged for separate accounts. American Beacon’s fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$30,000

American Beacon does not have a basic fee schedule for employee benefit plan or collective investment trust services. The standard fee schedule for separate accounts is 0.10% per annum on the first $250 million in assets, 0.06% on the next $250 million, and 0.04% thereafter. A minimum annual fee of $30,000 is charged for separate accounts. These fees are negotiable.

Areas of Practice
Investment Management
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Advisor Information

Office location

220 East Las Colinas Blvd., Suite 1200, Irving, TX, 75039-5500

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Theodore provides sales activities for American Beacon Advisors, an affiliate of Resolute Investment Distributors, Inc.

Employment History
Current Registrations
Resolute Investment Distributors, INC.
October 2024 - Present · 1 yr 3 mos
Resolute Investment Distributors, INC.Broker
October 2024 - Present · 1 yr 3 mos
American Beacon Advisors, INC.
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Sei Investments Distribution CO.Broker
October 2018 - October 2024 · 6 yrs
Victory Capital Advisers, INC.Broker
August 2016 - October 2018 · 2 yrs 2 mos
Rs Funds Distributor LLCBroker
June 2014 - August 2016 · 2 yrs 2 mos
Park Avenue Securities LLC Broker
August 2011 - April 2014 · 2 yrs 8 mos
Guardian Investor Services LLCBroker
January 2009 - June 2014 · 5 yrs 5 mos
Planco Financial Services, LLCBroker
August 2004 - January 2009 · 4 yrs 5 mos
Lockwood Advisors INC
January 2004 - July 2004 · 6 mos
Pershing LLCBroker
December 2003 - July 2004 · 7 mos
Lockwood Financial Services, INC.Broker
May 2000 - December 2003 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.