Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
8 advisors
Number of Clients
9,327 clients
Average Client Portfolio
$230K average
Assets Under Management
$2.1B

Fee Structure

Minimum Investment:$25K
Financial Planning:Included in AUM fee

Freedom charges fees for investment management, platform services, model maintenance, and sub-adviser/model manager services. The Freedom Platform Fee ranges from 0.16% to 0.45% annually for client household assets up to $1,000,000, decreasing to 0.10% or a negotiated rate for assets over $10,000,001. Direct clients are charged up to 2.00% annually, which may be discounted. Clients through separate account management arrangements are charged between 0.25% and 0.35% annually, which may be negotiated. Retirement plan services fees are up to 0.40% annually. The minimum account size on the Freedom platform is $25,000, which may be waived. For clients working with a Freedom IAR, the Platform Fee and Advisory fee are bundled into one Advisory Fee.

Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningFinancial Planning & Coaching
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Advisor Information

Office location

100 Constitution Plz, Fl 7, Hartford, CT, 06103-1703

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Freedom Investment Management, INC.
February 2024 - Present · 1 yr 11 mos
Previous Registrations
3d/l Capital Management, LLC
April 2021 - December 2023 · 2 yrs 8 mos
3d Asset Management, INC.
March 2020 - March 2021 · 1 yr
Pogson & Matt Wealth Management Group, LLC
February 2011 - March 2020 · 9 yrs 1 mo
Cambridge Investment Research Advisors, INC.
September 2008 - February 2011 · 2 yrs 5 mos
Amerivest Investment Management, LLC
July 2008 - September 2008 · 2 mos
TD Ameritrade, INC.
July 2008 - September 2008 · 2 mos
Strategic Advisers, INC.
September 2002 - June 2008 · 5 yrs 9 mos
State Registrations1 state
AZ
Advisor
Exams
No exam information available for this advisor.