Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
39 advisors
Number of Clients
12,206 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$25.0B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M0.35%
$10.0M - $25.0M0.25%
$25.0M - $50.0M0.20%
$50M+0.20%

Fees negotiable over $50 Million

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:$2,500 - $15,000

Sage is compensated by a percentage of assets under management or a fixed fee, as negotiated in the client agreement. Fees are invoiced directly to clients, generally in advance on a quarterly basis. The brochure mentions negotiating fees based on circumstances. Clients are responsible for brokerage commissions, transaction fees, and other related costs. Wrap program clients pay an asset-based fee to the Sponsor Firm, who then pays Sage an advisory fee.

Areas of Practice
Investment Management
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Advisor Information

Office location

Denver, CO

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sage Advisory Services Ltd CO
September 2024 - Present · 1 yr 4 mos
Previous Registrations
Perpetual Americas Funds Distributors, LLCBroker
June 2023 - June 2024 · 1 yr
Foreside Financial Services, LLCBroker
February 2022 - June 2023 · 1 yr 4 mos
Vision 4 Fund DistributorsBroker
October 2019 - May 2021 · 1 yr 7 mos
Aig Capital Services, INC.Broker
December 2013 - September 2019 · 5 yrs 9 mos
Ofi Private Investments INC
June 2004 - December 2005 · 1 yr 6 mos
Oppenheimerfunds Distributor, INC.Broker
March 2004 - December 2013 · 9 yrs 9 mos
American Express Financial Advisors INC. Broker
January 2003 - February 2004 · 1 yr 1 mo
Ids Life Insurance CompanyBroker
January 2003 - February 2004 · 1 yr 1 mo
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.
Aaron Spatz - Financial Advisor | AdvisorDiscover