DR

Diana Kay Rogers

27 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
15 advisors
Number of Clients
806 clients
Average Client Portfolio
$162K average
Assets Under Management
$130.7M

Fee Structure

Minimum Investment:$200K
Hourly Rate:Up to $150/hr

Portfolio management fees are based on a percentage of assets under management, with rates decreasing as the portfolio size increases (see table above). The firm generally requires a minimum initial investment of $200,000, but this may be waived or reduced. Financial planning services are offered at an hourly rate of $150. Planning fees may be reduced or waived if the firm manages your portfolio account.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningInsurance PlanningFinancial Planning & Coaching
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Advisor Information

Office location

2201 Washington Ave, Ste 2, Conway, AR, 72032

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Diana is the owner of Rogers Financial Services, a support company/DBA, since 2013. The business name is used only for checking account and income tax filing purposes, requiring minimal time.

Employment History
Current Registrations
Trutoro
November 2014 - Present · 11 yrs 2 mos
Trutoro Broker
November 2014 - Present · 11 yrs 2 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - November 2014 · 5 yrs 10 mos
Raymond James Financial Services
October 2001 - January 2009 · 7 yrs 3 mos
Raymond James Financial Services, INC.Broker
April 1999 - November 2014 · 15 yrs 7 mos
Metlife Securities INC.Broker
December 1998 - April 1999 · 4 mos
Metropolitan Life Insurance CompanyBroker
December 1998 - April 1999 · 4 mos
First Financial Brokerage Services, INC.Broker
August 1998 - November 1998 · 3 mos
State Registrations2 states
ARMT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Diana Kay Rogers - Financial Advisor | AdvisorDiscover