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Brent Herman Hoffman

16 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
94 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Financial Planning:Investment management only

Fees for advisory services are negotiable and vary based on factors such as the IAR, client location, types of securities managed, account size, and service requests. Asset-based fees range up to 2.25% for discretionary, non-discretionary, and sub-adviser advisory accounts, and up to 2.50% for all-inclusive wrap accounts. NFGI's 401K Portfolios fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%. Financial consulting fees are determined on a one-time basis and are subject to negotiation.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

3310 Mesa Way, Suite 101, Lawrence, KS, 66049

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Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Settled
Regulatory
December 2000
Final
Other Business Activities

Brent is the owner of Providence, LLC, a personal corporation for business expenses, and a partner at Fifteen:22 Financial Partners, an investment services firm, dedicating full-time hours to the latter. He also serves as an assistant wrestling coach at Lawrence Free State High School and chairs the Douglas County, KS Republican Party, spending about 10-20% of his time on the latter.

Employment History
Current Registrations
Nations Financial Group, INC.
November 2010 - Present · 15 yrs 2 mos
Nations Financial Group, INC. Broker
October 2010 - Present · 15 yrs 3 mos
Previous Registrations
Macarthur Strategies, INC.Broker
November 1999 - April 2000 · 5 mos
Costa Mesa Securities, INC.Broker
April 1999 - October 1999 · 6 mos
State Registrations18 states
ALAZCACOFLGAILINKSMDMNMONENMOHOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brent Herman Hoffman - Financial Advisor | AdvisorDiscover