Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
11 advisors
Number of Clients
1,242 clients
Average Client Portfolio
$516K average
Assets Under Management
$641.4M

Fee Structure

Hourly Rate:$200 - $300/hr

Advisory fees are typically based on a percentage of assets under management (AUM). Hourly analysis, audit fees, and retirement plan administration fees may be billed separately under different agreements. The sample fee schedule provided is for illustrative purposes only, and actual fees may vary for each Investment Adviser Representative (IAR). However, in no cases will the maximum fee charged to a client at any level exceed 0.80% (8/10 of 1%). A retainer agreement has a minimum fee of $1,000 billed at a rate of $200 per hour. The hourly rate for limited scope engagements is $300.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

909 Lily Creek Road #101, Louisville, KY, 40243-2808

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is a minority shareholder in Roy's Boys, LLC, a real estate investment company owning a commercial office building. He devotes minimal time to this non-securities related activity.

Employment History
Current Registrations
Alexander Investment Services CO.
August 2012 - Present · 13 yrs 5 mos
Alexander Investment Services CO.
May 2009 - Present · 16 yrs 8 mos
Alexander Investment Services CO. Broker
May 2009 - Present · 16 yrs 8 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - May 2009 · 2 yrs 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - May 2009 · 2 yrs 1 mo
Morgan Stanley
September 1999 - April 2007 · 7 yrs 7 mos
Morgan Stanley Dw INC.Broker
August 1998 - April 2007 · 8 yrs 8 mos
State Registrations12 states
CAFLINKYNCNENJOHSCTNVAWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
John M Frymire - Financial Advisor | AdvisorDiscover