AD

Adrian Fernando Dodds

19 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3151 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth offers various advisory programs with different fee structures. The PPS Custom Program (Transactions) assesses transaction charges for the purchase and sale of certain securities. The PPS Custom Program (Platform) assesses a quarterly platform fee that is asset-based rather than dependent on the volume of transactions to cover purchase and sale transactions and annual maintenance fee costs. Advisors may elect to pay the platform fee on a client’s behalf. Commonwealth also receives revenue-sharing payments from NFS based on client assets held by Commonwealth with NFS in non-Fidelity NTF and iNTF funds that participate in Fidelity’s NTF and iNTF programs and non-Fidelity TF funds that participate in Fidelity’s TF program.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

5915 Silver Springs Bldg #4, El Paso, TX, 79912

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Settled
Other Business ActivitiesSells Insurance

Adrian sells fixed insurance products, dedicating about 10-20% of his time to this activity. He is also a co-owner of Dodds Wealth Management Group, LLC, which facilitates securities, advisory, and insurance business, and occupies all of Adrian's time.

Employment History
Current Registrations
Commonwealth Financial Network Broker
June 2021 - Present · 4 yrs 7 mos
Commonwealth Financial Network
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
Raymond James & Associates, INC. Broker
November 2014 - June 2021 · 6 yrs 7 mos
Raymond James & Associates, INC.
November 2014 - June 2021 · 6 yrs 7 mos
Voya Financial Advisors, INC. Broker
December 2009 - November 2014 · 4 yrs 11 mos
Voya Financial Advisors, INC.
December 2009 - November 2014 · 4 yrs 11 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith Barney Broker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.
July 2007 - June 2009 · 1 yr 11 mos
Citigroup Global Markets INC. Broker
July 2006 - June 2009 · 2 yrs 11 mos
State Registrations25 states
ALARAZCACOFLIAILKSKYMAMDMIMONCNJNMNYOHORPASCTNTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.