Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for advisory services are generally calculated as a percentage of the total market value of managed assets, not to exceed 2.75%. Fees are negotiated individually, considering portfolio complexity and assets under management. Clients may participate in a wrap fee program. Financial planning services are offered on an hourly or fixed-fee basis, negotiated individually. Additional client fees may apply, such as custodial fees and transaction charges.
Areas of Practice
Advisor Information
Office location
3815 River Crossing Pkwy, Suite 200, Indianapolis, IN, 46240
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is an advisory board member for the Southbury Middlebury Scholarship Foundation, a charitable organization, since 2019. He spends minimal time helping determine scholarship recipients.