Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
27 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Fees are based on a percentage of assets under management, hourly charges, fixed fees, and commissions. All fees are fully disclosed and negotiable. The firm also offers fee-based financial planning services on an hourly or flat fee basis. Clients have the right to rescind the financial planning agreement without penalty within five business days of entering into such a contract. The firm does not dictate a minimum or maximum fee – all fees are reviewed by the compliance staff to confirm the legitimacy of the fees agreed upon.

Areas of Practice
Investment ManagementRetirement PlanningEstate Planning
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Advisor Information

Office location

Old Forge, NY

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jane is the chairman of Reliant Community Credit Union, spending a few hours per week. She also sells fixed annuities through Alex Joseph Assoc, dedicating about 10% of her time, and is involved in several non-profit organizations in treasurer or secretary roles.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
July 2021 - Present · 4 yrs 6 mos
Hazard & Siegel, INC.
February 2009 - Present · 16 yrs 11 mos
Hazard & Siegel, INC.Broker
February 2009 - Present · 16 yrs 11 mos
Previous Registrations
American Portfolios Financial Services, INC.Broker
June 2003 - January 2009 · 5 yrs 7 mos
Nathan & Lewis Securities, INC.Broker
September 1998 - June 2003 · 4 yrs 9 mos
State Registrations7 states
CAFLMDNYOHSCVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Jane Eileen Slack - Financial Advisor | AdvisorDiscover