Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
12326 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

JPMS offers various wrap fee programs with different fee levels and features. The investment adviser fee you pay will vary depending on the program you select. Comparable services may be available at lower aggregate costs on an “unbundled” basis through other firms. Many of the tools and analytics that are used to support services provided through the JPMS advisory programs are also available through JPMS without enrolling in an advisory program and paying an advisory program fee.

Areas of Practice
Investment Management
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Advisor Information

Office location

228 W Chandler Heights Rd, Chandler, AZ, 85248

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2012 - Present · 13 yrs 3 mos
J.P. Morgan Securities LLC Broker
October 2012 - Present · 13 yrs 3 mos
Previous Registrations
Chase Investment Services CORP.
August 2006 - October 2012 · 6 yrs 2 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities CorporationBroker
September 1998 - July 2005 · 6 yrs 10 mos
State Registrations39 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.