BW
CFP · ChFC
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
156 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B
Fee Structure
Minimum Investment:$5K
Fees are based on assets under management or advisement. Financial planning, reporting, and/or consulting services may incur an additional fee, based on a percentage of assets or a flat or hourly rate. Minimum account values may apply for certain programs like Model Wealth Portfolios (lowest minimum $25,000).
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
1810 Gateway Drive, Suite 115, San Mateo, CA, 94404
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011Denied
Other Business ActivitiesSells Insurance
Brian is affiliated with Mariner Independent Advisor Network, LLC as an investment advisor representative, dedicating nearly full-time hours to this role. He also engages in non-variable insurance sales with CRUMP and Associates of Clifton Park, and owns multiple real estate rental properties, spending minimal time on each.
Employment History
Current Registrations
Mariner Advisor Network
November 2017 - Present · 8 yrs 2 mos
LPL Financial LLC Broker
November 2017 - Present · 8 yrs 2 mos
Previous Registrations
Waddell & Reed
December 1998 - November 2017 · 18 yrs 11 mos
Waddell & ReedBroker
November 1998 - November 2017 · 19 yrs
State Registrations12 states
CACOFLHILAMINYOHPATXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.