Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 2.75% |
| $250K - $1.0M | 2.50% |
| $1M+ | 2.00% |
Maximum fees. Actual fees and breakpoints are negotiable.
Fee Estimator
B. Riley Wealth Advisors offers wrap fee programs where you pay a single fee for investment advice, brokerage, and custodial services. The maximum annual fee for the Advisor-as-Portfolio Manager (APM) program is 2.75% on the first $250,000, 2.50% on the next $750,000, and 2.00% above $1,000,000. Fees and breakpoints are negotiable. Sub-advisers on the Envestnet platform typically charge 0.25% to 0.75% per year, included in the wrap fee. The minimum account size ranges from $25,000 to $250,000, but is negotiable. Clients may receive a net negative yield on cash balances held in the Bank Deposit Sweep Program (BDSP).
Areas of Practice
Advisor Information
Office location
3535 Military Trail, Suite 201, Jupiter, FL, 33458
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Cary is an insurance agent selling life insurance and annuities through B. Riley Wealth Insurance, dedicating full-time hours to this. He is also the President of Integrity Wealth Advisors LLC and Integrity Tax, LLC, spending nearly full-time and about half his time, respectively, on these investment and non-investment related activities.