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Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
16 clients
Average Client Portfolio
$324.1M average
Assets Under Management
$5.2B
Fee Structure
Financial Planning:Investment management only
BMO AM charges asset management fees that are fair and reasonable and vary from client to client. All fees are charged and disclosed to the client and established by agreement with each client. Fees are set forth in the investment management agreement for each SMA or applicable governing documents for each CLO and private fund. BMO AM does not have set fee schedules.
Areas of Practice
Investment Management
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Advisor Information
Office location
320 S. Canal Street, 12th Floor, Chicago, IL, 60606
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
BMO Nesbitt Burns Securities Ltd.Broker
July 2021 - Present · 4 yrs 6 mos
BMO Nesbitt Burns Securities Ltd.
July 2021 - Present · 4 yrs 6 mos
BMO Asset Management CORP.
February 2021 - Present · 4 yrs 11 mos
Previous Registrations
BMO Harris Financial Advisors, INC.Broker
November 2019 - August 2021 · 1 yr 9 mos
BMO Harris Financial Advisors, INC
November 2019 - August 2021 · 1 yr 9 mos
BMO Asset Management CORP.
May 2018 - December 2020 · 2 yrs 7 mos
BMO Investment Distributors, LLCBroker
May 2018 - November 2019 · 1 yr 6 mos
Raymond James & Associates, INC. Broker
April 2011 - April 2018 · 7 yrs
Raymond James & Associates, INC.
April 2011 - April 2018 · 7 yrs
Howe Barnes Capital Management, INC.
December 2008 - December 2011 · 3 yrs
Howe Barnes Hoefer & Arnett, INC.Broker
June 2005 - September 2013 · 8 yrs 3 mos
Securities America Advisors, INC.
January 2004 - July 2005 · 1 yr 6 mos
Securities America, INC.Broker
April 2000 - July 2005 · 5 yrs 3 mos
First Union Securities, INC. Broker
October 1999 - May 2000 · 7 mos
First Union Capital Markets CORP.Broker
February 1999 - October 1999 · 8 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.