Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Asset management fees range up to 2.5% annually, billed quarterly in advance. Flat fees are also used, generally up to $10,000 annually. Financial planning and consulting are charged hourly (up to $1,000/hour) or flat fee ($1,500 to $10,000). Pension consulting is charged hourly (up to $1,000/hour), flat fee ($1,000 to $10,000), or percentage of assets (up to 2.5%). A retainer of 50% is generally required for financial planning, not exceeding $1,200 when services can't be rendered within six months.
Areas of Practice
Advisor Information
Office location
2500 Regency Parkway, Cary, NC, 27518
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daryl assists his wife with her online retail business, ScentSimple Candle Co., handling bookkeeping, product sourcing, and overall management. He spends about 10-20% of his time on this activity, mostly during evenings and weekends, and receives no compensation.