Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
119 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$419K average
Assets Under Management
$2.2B

Fee Structure

Hourly Rate:Up to $500/hr

IAIM's asset-based investment advisory fees are charged at an annual rate up to 3.00%, depending on the relationship size, inclusion/exclusion of transaction fees, and service complexity. Fees are negotiated between the client and the IAR. IAIM does not maintain a static fee schedule. Financial planning services are offered based on assets, hourly (up to $500/hour), or as a fixed engagement fee. Retirement plan advisory fees range up to 3.00% annually and may be negotiable depending on the plan's size and complexity.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement Planning
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Advisor Information

Office location

708 Heartland Trl, Madison, WI, 53717

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Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2022
Final
Regulatory
August 2021
Final
Regulatory
July 2021
Final
Regulatory
December 2020
Final
Regulatory
October 2020
Final
Regulatory
December 2019
Final
Criminal
November 2017
Final Disposition
Other Business ActivitiesSells Insurance

Carl owns farmland and receives rental income, dedicating minimal time to this activity. He is also a 50% owner of Beans and Greens, LLC, selling seed and designing food plot programs, which takes about 10-20% of his time. Additionally, Carl is an agent for fixed insurance through Arrow Advisors.

Employment History
Current Registrations
International Assets Investment Management, LLC
December 2021 - Present · 4 yrs 1 mo
Previous Registrations
Park Avenue Securities LLC
May 2002 - November 2021 · 19 yrs 6 mos
Park Avenue Securities LLC Broker
April 2002 - November 2021 · 19 yrs 7 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.
Carl W Johnson - Financial Advisor | AdvisorDiscover