Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $50.0M | 0.50% |
| $50.0M - $100.0M | 0.40% |
| $100M+ | 0.30% |
Fee Estimator
Investment management and advisory fees are charged as a percentage of assets under management. For retail clients, the management fee schedule is 0.50% on the first $50 million, 0.40% on the next $50 million, and 0.30% thereafter per year. Institutional client fees range from 0.03% to 0.50% depending on investment objectives and the dollar amount of the investment. Clients may also incur investment management fees from selected managers. ResearchFlex subscription fees start at $100,000 per year.
Areas of Practice
Advisor Information
Office location
One Pershing Plaza, Jersey City, NJ, 07399
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is a director at Promontory Interfinancial Network, attending meetings a few hours per week. He also owns MRR Design, a decorative accessories business, dedicating minimal time outside of trading hours.