AN
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
261 advisors
Number of Clients
12,787 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$29.6B
Fee Structure
Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.80% |
MAI negotiates fees at its discretion, resulting in clients under different fee schedules.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
MAI generally charges a 1% annual investment management fee for discretionary or non-discretionary portfolios, but fees are negotiable. Customized arrangements include fees for investment advice, wealth management, and non-advisory services. MAI also manages employee and related accounts for a reduced fee. MAI suggests a minimum of $500,000 to establish an investment management account.
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
917 Mendocina Ave, Santa Rosa, CA, 95401
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mai Capital Management, LLC
February 2024 - Present · 1 yr 11 mos
Previous Registrations
Traverso Chambers Private Wealth Management, LLC
April 2018 - January 2024 · 5 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC Broker
July 2017 - May 2018 · 10 mos
Wells Fargo Advisors Financial Network, LLC
July 2017 - May 2018 · 10 mos
First Republic Securities Company, LLCBroker
February 2017 - May 2017 · 3 mos
First Republic Investment Management, INC.
June 2016 - May 2017 · 11 mos
B|o|s
February 2014 - July 2016 · 2 yrs 5 mos
Santa Barbara Asset Management, LLC
February 2007 - April 2013 · 6 yrs 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.