DR

Donald Lee Roseen

26 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
7 advisors
Number of Clients
512 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$961.8M

Fee Structure

Financial Plan Fee:From $2,500
Hourly Rate:$100 - $300/hr

Lake Street charges an annual management fee, up to 2% of assets under management, for discretionary investment management services. For non-investment management clients or those needing disproportionate consulting, hourly or fixed fees are agreed upon. Financial consulting fees start at $2,500 on a fixed fee basis, then $100-$300 hourly. For assets under advisement (non-discretionary), fees are up to 1.5% annually.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

128 N. May Street, Floor 2, Chicago, IL, 60607

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Regulatory History (3)
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Regulatory
June 2005
Final
Regulatory
July 2004
Final
Employment Separation After Allegations
April 2003
Employment History
Current Registrations
Lake Street
September 2018 - Present · 7 yrs 4 mos
Previous Registrations
United Advisors Services, LLC
February 2018 - September 2018 · 7 mos
Rothschild Investment Corporation Broker
June 2003 - February 2018 · 14 yrs 8 mos
Rothschild Investment Corporation
June 2003 - February 2018 · 14 yrs 8 mos
Banc One Securities Corporation
March 1999 - April 2003 · 4 yrs 1 mo
Banc One Securities CorporationBroker
February 1999 - April 2003 · 4 yrs 2 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.