Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Asset management fees are a maximum of 2.50% annually, based on the engagement's scope and complexity. Financial planning and consulting are charged hourly (up to $500/hour) or flat fees ($500 to $25,000), based on the engagement. Retirement plan consulting fees do not exceed 1.00% of plan assets under management. Fees are generally prepaid quarterly, with direct debit from client accounts. The firm has an economic incentive to trade infrequently within a wrap fee program, because frequent trading lowers the firm’s profitability.
Areas of Practice
Advisor Information
Office location
201 S. Riverheath Way, Evergreen Building Suite 1400, Appleton, WI, 54915
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is affiliated with multiple entities including Regency Wealth Management, Sequoia Wealth Management, Midwest Benefits Exchange, Sequoia Financial Network, JJK & AMR, LLC, and LPL Financial. He also sells non-variable insurance products, including life insurance, fixed annuities, and long-term care, dedicating a few hours per week, and is a notary for the State of Wisconsin, dedicating minimal time.