Daniel Joseph Lombardozzi
Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3M+ | 1.00% |
Fees are negotiable.
Fee Estimator
The annual portfolio management fee is negotiable and payable monthly in arrears, based on the market value of the account on the last business day of the previous month. Fees are prorated for partial months. Financial planning/consulting fees are also negotiable, with hourly rates ranging from $100 to $300 per hour and flat fees ranging from $500 to $5,000 per agreement. GSS, an affiliate, receives a fee from clients' participation in the Insured Deposit Program at Axos, potentially reducing returns and creating a conflict of interest. Clients can choose alternate cash account options or custodians.
Areas of Practice
Advisor Information
Office location
328 Newman Springs Road, Red Bank, NJ, 07701
Get directionsRegulatory History (2)
Financial
July 2018Customer Dispute
March 2013Other Business ActivitiesSells Insurance
Daniel is an independent contractor selling fixed, life, health, and property & casualty insurance, dedicating about a quarter of his time to this activity. He also owns Perennial Planning Partners, LLC, which serves as a registered branch office and insurance business, requiring nearly full-time commitment.