AS
CFP

Adam Howells Scott

26 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3151 advisors
Number of Clients
399,450 clients
Average Client Portfolio
$525K average
Assets Under Management
$209.7B

Fee Structure

Commonwealth offers various advisory programs with different fee structures. The PPS Custom Program (Transactions) assesses transaction charges for the purchase and sale of certain securities. The PPS Custom Program (Platform) assesses a quarterly platform fee that is asset-based rather than dependent on the volume of transactions to cover purchase and sale transactions and annual maintenance fee costs. Advisors may elect to pay the platform fee on a client’s behalf. Commonwealth also receives revenue-sharing payments from NFS based on client assets held by Commonwealth with NFS in non-Fidelity NTF and iNTF funds that participate in Fidelity’s NTF and iNTF programs and non-Fidelity TF funds that participate in Fidelity’s TF program.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Loading...

Advisor Information

Office location

1 Van de Graaff Drive, Suite 500 & 501, Burlington, MA, 01803

Get directions
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Settled
Other Business ActivitiesSells Insurance

Adam sells fixed insurance products through Axial Financial Group, also known as The Axial Company. This activity is investment-related and conducted at a branch location.

Employment History
Current Registrations
Commonwealth Financial Network
December 2011 - Present · 14 yrs 1 mo
Commonwealth Financial Network Broker
February 2006 - Present · 19 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC. Broker
May 1999 - March 2006 · 6 yrs 10 mos
State Registrations21 states
AZCACOCTFLGAINMAMDMEMINHNJNVNYPASCTXVAVTWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Howells Scott - Financial Advisor | AdvisorDiscover