Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10088 advisors
Number of Clients
584,487 clients
Average Client Portfolio
$280K average
Assets Under Management
$163.8B

Fee Structure

Minimum Investment:$25K

Cetera Investment Advisers offers both wrap and non-wrap fee programs. In a non-wrap fee arrangement, you pay advisory fees and transaction costs separately. In a wrap fee program, you pay a single fee based on a percentage of the account's value, which includes investment adviser services and transaction costs. Fees are negotiable with your advisor. Minimum account opening balances vary by program, often starting at $25,000.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEducation PlanningEstate Planning
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Advisor Information

Office location

2915 2nd Street South, St Cloud, MN, 56302

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a Notary Public for the MN Secretary of State and a board member for Cathedral High School Education Foundation. He dedicates minimal time to these activities.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
July 2018 - Present · 7 yrs 6 mos
Cetera Investment Advisers LLC
July 2018 - Present · 7 yrs 6 mos
Previous Registrations
Thrivent Investment Management INC.
August 2016 - July 2018 · 1 yr 11 mos
Thrivent Investment Management INC. Broker
August 2016 - July 2018 · 1 yr 11 mos
Cetera Investment Advisers LLC
January 2014 - July 2016 · 2 yrs 6 mos
Cetera Investment Services LLC
January 2014 - January 2014 · 0 mos
Guaranty Brokerage Services, INC.Broker
August 2009 - December 2010 · 1 yr 4 mos
Bancwest Investment Services, INC.Broker
February 2002 - November 2003 · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2001 - July 2016 · 14 yrs 11 mos
State Registrations9 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.