AS
ChFC

Andrew Joseph Shafer

12 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
310 advisors
Number of Clients
26,325 clients
Average Client Portfolio
$953K average
Assets Under Management
$25.1B

Fee Structure

Financial Planning:Included in AUM fee
Minimum Annual Fee:$2,500
Financial Plan Fee:$1,500 - $30,000

Allworth charges management fees for asset management clients in both wrap and non-wrap fee programs, calculated quarterly in advance. These fees are subject to a $2,500 annual minimum and a 2.00% maximum. Financial planning services are billed on a fixed fee basis, ranging from $1,500 to $30,000, depending on complexity and services requested. Qualified retirement plan consulting services have a maximum fee of 1.50% of assets under advisement and a minimum annual fee of $3,500.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

340 Palladio Pkwy., Suite 501, Folsom, CA, 95630

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allworth Financial, L.P.
August 2018 - Present · 7 yrs 5 mos
Previous Registrations
Simply Money Advisors
February 2015 - February 2019 · 4 yrs
Merrill Lynch Pierce Fenner & Smith INC.
October 2006 - July 2007 · 9 mos
A. G. Edwards & Sons, INC.
October 2005 - August 2006 · 10 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.