Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B

Fee Structure

Financial Planning:Investment management only

Fees for unaffiliated clients are negotiable, ranging from 0.10% to 1.00% annually based on the market value of assets managed. The level of fees depends on the engagement, account size, asset composition, and client preferences. Fees are billed monthly or quarterly in arrears and are typically non-refundable. Clients are responsible for custodial fees, brokerage expenses, and investment-related costs.

Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information

Office location

Chesterfield, VA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Trustage Investment Management
November 2022 - Present · 3 yrs 2 mos
CUNA Brokerage Services, INC.
June 2021 - Present · 4 yrs 7 mos
CUNA Brokerage Services, INC.Broker
June 2021 - Present · 4 yrs 7 mos
Previous Registrations
CUNA Brokerage Services, INC.
June 2021 - November 2022 · 1 yr 5 mos
Securian Financial Services, INC.
November 2020 - May 2021 · 6 mos
Securian Financial Services, INC.Broker
November 2020 - May 2021 · 6 mos
TD Ameritrade Investment Management, LLC
September 2018 - November 2020 · 2 yrs 2 mos
TD Ameritrade, INC.
September 2018 - November 2020 · 2 yrs 2 mos
TD Ameritrade, INC.Broker
September 2018 - November 2020 · 2 yrs 2 mos
LPL Financial LLC
May 2018 - September 2018 · 4 mos
LPL Financial LLC Broker
November 2017 - September 2018 · 10 mos
Investment Centers of America, INC.Broker
October 2017 - November 2017 · 1 mo
State Registrations13 states
ALARDCFLGALAMDMSNCSCTNTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.