Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $150K | 2.00% |
| $150K - $500K | 1.65% |
| $500K - $2.0M | 1.50% |
| $2M+ | 1.50% |
Fees are negotiable, and existing clients may pay different rates.
Fee Estimator
SFA charges a tiered annual fee based on the assets they manage for you. The rate you pay depends on the size of your portfolio. Fees are negotiable, and existing clients may pay different rates based on their original agreement. SFA seeks clients with at least $100,000 per account. For the wrap-fee program, please refer to the dedicated Wrap Fee Brochure.
Areas of Practice
Advisor Information
Office location
10042 Park Cedar Drive, Suite A, Charlotte, NC, 28210
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an Assistant Branch Manager at R.M. Stark & Co., Inc. since 1999, spending full-time hours on client account management, supervision, research, portfolio management, and trading.