SW
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
943 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$1.7B
Fee Structure
Minimum Investment:$500K
Financial Plan Fee:$500 - $10,000
Hourly Rate:Up to $750/hr
Investment management fees range from 0.25% to 2.00% annually, based on assets under management. A minimum of $500,000 in assets is required, but this may be negotiable. Financial planning fees range from $500 to $10,000, or up to $750 per hour for consultations, with a minimum annual fee of $2,500, which may be waived if the client also has assets under management with HCR.
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
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Advisor Information
Office location
10866 Wilshire Blvd., Suite 1600, Los Angeles, CA, 90024
Get directionsRegulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016Settled
Customer Dispute
February 2010Award / Judgment
Customer Dispute
October 2009Settled
Customer Dispute
May 2009Settled
Other Business Activities
Steven is a financial advisor at HCR Wealth Advisors, Inc. since 1999, dedicating full-time hours to providing investment advisory and financial planning services. He is also a registered representative with Investment Security Corporation since 2002, spending minimal time recommending investment products.
Employment History
Current Registrations
Hcr Wealth Advisors
January 2022 - Present · 4 yrs
Investment Security CorporationBroker
August 2002 - Present · 23 yrs 5 mos
Previous Registrations
Hcr Wealth Advisors
January 2007 - December 2021 · 14 yrs 11 mos
Royal Alliance Associates, INC. Broker
May 1999 - July 2002 · 3 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.