Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.70% |
| $1.0M - $3.0M | 1.45% |
| $3.0M - $7.0M | 1.20% |
| $7.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable on the balance over $10,000,000. An additional .25% may be added to the fee schedule for accounts being managed under an option strategy.
Fee Estimator
You'll pay an annual "wrap-fee" based on the market value of your assets under management. The fees are billed quarterly in advance. The firm's fees are negotiable at their discretion. Due to the additional complexity and time associated with managing an option strategy, if an option strategy is employed, an additional .25% may be added to the fee schedule. The firm recommends accounts with balances of $250,000 or more, though they may allow for a lower account balance at their discretion.
Areas of Practice
Advisor Information
Office location
6 B Washington St., Suite 101, Sanford, ME, 04073
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a director at Partners Bank since 1991 and an independent accountant since 2008, each taking about 10-20% of his time or less. He also serves as treasurer for Community Baptist Church, dedicating minimal time.