Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
85 advisors
Number of Clients
12,065 clients
Average Client Portfolio
$26.4M average
Assets Under Management
$318.0B

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only

Fees for the Allspring Funds are based on a percentage of the fund's average daily net assets. For managed accounts, fees are negotiated with the program sponsor and generally range from 0.07% to 0.75% of the client's assets. Dual contract accounts have an upper fee range of 0.75%. Managed account clients also pay underlying investment fees and other account-related costs. Minimum account sizes range from $50,000 to $500,000 depending on the strategy and platform.

Areas of Practice
Investment Management
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Advisor Information

Office location

Temecula, CA

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Allspring Funds Distributor, LLC
August 2020 - Present · 5 yrs 5 mos
Allspring Funds Management, LLC
August 2020 - Present · 5 yrs 5 mos
Allspring Funds Distributor, LLCBroker
August 2020 - Present · 5 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC Broker
September 2017 - October 2019 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
September 2017 - October 2019 · 2 yrs 1 mo
MML Investors Services, LLC
November 2016 - February 2017 · 3 mos
MML Investors Services, LLC Broker
November 2016 - February 2017 · 3 mos
Eqis Capital Management
October 2015 - March 2016 · 5 mos
Independent Financial Group, LLC
June 2011 - July 2015 · 4 yrs 1 mo
Independent Financial Group, LLC Broker
June 2011 - July 2015 · 4 yrs 1 mo
Capital Brokerage CorporationBroker
December 2008 - May 2011 · 2 yrs 5 mos
Genworth Financial Wealth Management, INC.
December 2008 - May 2011 · 2 yrs 5 mos
LPL Financial Corporation
March 2007 - October 2008 · 1 yr 7 mos
LPL Financial Corporation Broker
February 2007 - October 2008 · 1 yr 8 mos
Nicholas-Applegate Securities LLCBroker
March 2000 - April 2002 · 2 yrs 1 mo
Pacific Corporate Finance, INC.Broker
November 1999 - January 2000 · 2 mos
State Registrations3 states
CAHINV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.