Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $3.0M | 0.35% |
| $3.0M - $7.0M | 0.20% |
| $7.0M - $10.0M | 0.15% |
| $10.0M - $15.0M | 0.10% |
| $15M+ | 0.05% |
Fees are negotiable at our sole discretion.
Fee Estimator
Fees for retirement plan services are negotiable and vary based on the nature, scope, frequency of services, plan size, and complexity. The billing schedule may include a flat plan support fee, a per participant fee, a project fee, and/or an asset-based fee. A minimum annual fee of $30 per participant is charged. We impose an annual minimum fee of $8,000 for stand-alone 401(k) clients, and an annual minimum fee of $6,000 for adopters in the Pooled Employer Plan (PEP).
Areas of Practice
Advisor Information
Office location
9600 North Mopac, Suite 600, Austin, TX, 78759
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Darby volunteers for the Disciplinary and Ethics Commission of the CFP Board, reviewing and adjudicating cases. This takes about 10-20% of their time outside of trading hours.